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AGILYSYS INC — Director's Dealing 2016
Nov 28, 2016
31401_dirs_2016-11-28_7bc0d71c-2a73-4007-bfee-f1bad3179980.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AGILYSYS INC (AGYS)
CIK: 0000078749
Period of Report: 2016-11-18
Reporting Person: Pritchett Anthony (Interim CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18610 | Direct |
| Common Stock | 460 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock-settled appreciation rights | $7.95 | 2018-12-29 | Common Stock (1167) | Direct | |
| Stock-settled appreciation rights | $7.46 | 2019-06-11 | Common Stock (1167) | Direct | |
| Stock-settled appreciation rights | $9.60 | 2022-08-10 | Common Stock (5992) | Direct |
Footnotes
F1: Includes (a) 6,828 unrestricted shares; (b) 693 restricted shares granted under the Agilysys, Inc. 2011 Stock Incentive Plan, which vest on March 31, 2017; (c) 2,089 restricted shares granted under the Agilysys, Inc. 2011 Stock Incentive Plan, which vest in one-third increments on March 31, 2017, 2018 and 2019; and (d) 9,000 restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan, which vest on October 25, 2017.
F2: Stock-settled appreciation rights granted under the Agilysys, Inc. 2011 Stock Incentive Plan. The SSARs are fully vested.
F3: Stock-settled appreciation rights granted under the Agilysys, Inc. 2011 Stock Incentive Plan. The SSARs vest in one-third increments on March 31, 2017, 2018 and 2019.