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AGILENT TECHNOLOGIES, INC. — Director's Dealing 2019
Dec 14, 2019
30103_dirs_2019-12-13_a4bd8865-cc4a-4115-8edd-c8e854c3215e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGILENT TECHNOLOGIES, INC. (A)
CIK: 0001090872
Period of Report: 2019-11-18
Reporting Person: McMullen Michael R. (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-18 | Common Stock | F | 8104 | $77.94 | Disposed | 332121.0092 | Direct |
| 2019-11-25 | Common Stock | M | 24636 | $26.19 | Acquired | 576299.0092 | Direct |
| 2019-11-25 | Common Stock | S | 24636 | $80.00 | Disposed | 551663.0092 | Direct |
| 2019-12-10 | Common Stock | M | 24636 | $26.19 | Acquired | 576298.0092 | Direct |
| 2019-12-10 | Common Stock | S | 24636 | $82.90 | Disposed | 551662.0092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-25 | Employee Stock Option (Right to Buy) | $26.19 | M | 24636 | Disposed | 2022-11-20 | Common Stock (24636) | Direct |
| 2019-12-10 | Employee Stock Option (Right to Buy) | $26.19 | M | 24636 | Disposed | 2022-11-20 | Common Stock (24636) | Direct |
Footnotes
F1: The reporting person surrendered 8,104 shares to Agilent to satisfy tax liability on the release of his restricted shares in accordance with Rule 16b-3.
F2: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on June 25, 2019.
F3: Number of shares decreased by 1 to reflect rounding up of shares surrendered previously to satisfy tax liability.
F4: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
F5: This option is fully vested and exercisable.