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AGILENT TECHNOLOGIES, INC. — Director's Dealing 2018
Nov 16, 2018
30103_dirs_2018-11-15_449ac304-e503-465e-9ca2-e02d832e378c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGILENT TECHNOLOGIES INC (A)
CIK: 0001090872
Period of Report: 2018-11-13
Reporting Person: McMullen Michael R. (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-13 | Common Stock | A | 64886 | $64.34 | Acquired | 368116.337 | Direct |
| 2018-11-13 | Common Stock | A | 166588 | $64.34 | Acquired | 534704.337 | Direct |
| 2018-11-13 | Common Stock | F | 3916 | $64.34 | Disposed | 530788.337 | Direct |
| 2018-11-14 | Common Stock | F | 6191 | $63.47 | Disposed | 524597.337 | Direct |
Footnotes
F1: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 13, 2019 and are subject to a 1 year post-vest holding period.
F2: 393.3524 Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
F3: On November 13, 2018, 166,588 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period.
F4: The reporting person surrendered 3,916 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.
F5: The reporting person surrendered 6,191 shares to Agilent Technologies, Inc. to satisfy tax withholding obligations on restricted stock units in accordance with Rule 16b-3.