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AGILENT TECHNOLOGIES, INC. — Director's Dealing 2011
Nov 18, 2011
30103_dirs_2011-11-18_56cfba90-c27b-4742-b87e-2d4752ccb824.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGILENT TECHNOLOGIES INC (A)
CIK: 0001090872
Period of Report: 2011-11-16
Reporting Person: Nersesian Ronald S. (Exec. Vice President, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-31 | Common Stock | J | 87.275 | $31.51 | Acquired | 73574.8412 | Direct |
| 2011-11-16 | Common Stock | A | 22868 | $38.58 | Acquired | 96442.8412 | Direct |
| 2011-11-16 | Common Stock | F | 5502 | $38.58 | Disposed | 90940.8412 | Direct |
| 2011-11-16 | Common Stock | A | 5899 | $38.58 | Acquired | 96839.8412 | Direct |
| 2011-11-16 | Common Stock | F | 2753 | $38.58 | Disposed | 94086.8412 | Direct |
| 2011-11-17 | Common Stock | F | 2335 | $37.21 | Disposed | 91751.8412 | Direct |
| 2011-11-18 | Common Stock | M | 20739 | $19.00 | Acquired | 112490.8412 | Direct |
| 2011-11-18 | Common Stock | S | 20739 | $37.43 | Disposed | 91751.8412 | Direct |
| 2011-11-17 | Common Stock | S | 3146 | $38.34 | Disposed | 88605.8412 | Direct |
| 2011-11-18 | Common Stock | S | 6097 | $37.43 | Disposed | 82508.8412 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-18 | Employee Stock Option (Right to Buy) | $19.00 | M | 20739 | Disposed | 2018-11-17 | Common Stock (20739) | Direct |
| 2011-11-17 | Employee Stock Option (Right to Buy) | $37.21 | A | 112697 | Acquired | 2021-11-16 | Common Stock (112697) | Direct |
Footnotes
F1: Shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.
F2: On November 16, 2011, 22,868 shares of common stock of Agilent Technologies, Inc. were awarded to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. Under the Agilent Technologies, Inc. Deferred Compensation Plan, the reporting person has elected to defer 11,269 of such shares of common stock
F3: On November 16, 2011, 5,899 shares of common stock of Agilent Technologies, Inc. were awarded to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program.
F4: This transaction was effected pursuant to a Rule 10b5-1 plan.
F5: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
F6: The option is exercisable in four equal installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.