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AGENUS INC — Director's Dealing 2021
Feb 12, 2021
34023_dirs_2021-02-12_ca04498f-5b00-4819-a11d-a00adea591ea.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2021-02-10
Reporting Person: O'Day Steven J (Chief Medical Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to buy) | $3.23 | 2031-01-04 | Common Stock (300000) | Direct | |
| Restricted Stock Units | $ | Common Stock (100000) | Direct |
Footnotes
F1: Stock Option awarded in accordance with the Agenus Inc. 2019 Equity Incentive Plan (the "2019 Plan") and vests over three years with one-third of the award vesing on each of January 4,
2022, 2023 and 2024 (provided Mr. O'Day maintains a service relationship with the Company though each such vesting date).
F2: Restricted Stock Units awarded in accordance with the 2019 Plan and fully vest on January 4, 2022 (provided Mr. O'Day maintains a service relationship with the Company through such
vesting date).
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