AGENUS INC — Director's Dealing 2021

Jun 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2021-06-16

Reporting Person: Wright Timothy (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-16	Common Stock	M	16853	—	Acquired	50391	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-16	Restricted Stock Unit	$	A	12000	Disposed		Common Stock (12000)	Direct
2021-06-16	Stock Option	$5.00	A	20501	Disposed	2031-06-16	Common Stock (20501)	Direct

Footnotes

F1: On June 16, 2020, Mr. Wright was granted 16,853 Restricted Stock Units as part of his annual compensation for service on the Executive Committee of the Agenus Inc. Board of Directors. On June 16, 2021, this award vested in full and Mr. Wright was issued the underlying 16,853 shares of common stock, all in accordance with the Agenus Inc. 2019 Equity Incentive Plan.

F2: On June 16, 2021, Mr. Wright was granted 12,000 Restricted Stock Unitsas part of his annual compensation for service on the Executive Committee of the Agenus Inc. Board of Directors. in accordance with the Agenus Inc. 2019 Equity Incentive Plan. The award vests in full on June 16, 2022, subject to Mr. Wright's continued service on the Board of Directors through such date.

F3: Option awarded in accordance with the Agenus Inc. 2019 Equity Incentive Plan.