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AGENUS INC — Director's Dealing 2021
Jun 21, 2021
34023_dirs_2021-06-21_fb6a267e-dbf9-400c-9516-a741db4f96b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2021-06-16
Reporting Person: Corvese Brian (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-16 | Common Stock | M | 22471 | — | Acquired | 92085 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-16 | Restricted Stock Unit | $ | M | 16000 | Disposed | Common Stock (16000) | Direct |
Footnotes
F1: On June 16, 2020, Mr. Corvese was granted 22,471 Restricted Stock Units as part of his annual compensation for service on the Executive Committee of the Agenus Inc. Board of Directors. On June 16, 2021, this award vested in full and Mr. Corvese was issued the underlying 22,471 shares of common stock, all in accordance with the Agenus Inc. 2019 Equity Incentive Plan.
F2: On June 16, 2021, Mr. Corvese was granted 16,000 Restricted Stock Unit as part of his annual compensation for service on the Executive Committee of the Agenus Inc. Board of Directors. in accordance with the Agenus Inc. 2019 Equity Incentive Plan. The award vests in full on June 16, 2022, subject to Mr. Corvese's continued service on the Board of Directors through such date.