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AGENUS INC — Director's Dealing 2021
Jul 2, 2021
34023_dirs_2021-07-02_17ce25fb-9e75-4d9c-ad7b-f3f7fb09d07d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2021-06-15
Reporting Person: Hirsch Susan B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-01 | Common Stock | A | 4908 | $3.82 | Acquired | 13637 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-15 | Stock Option | $3.18 | A | 100000 | Acquired | 2030-12-17 | Common Stock (100000) | Direct |
Footnotes
F1: Acquired under the Agenus Inc. Board Compensation Election Policy pursuant to which a director may elect to receive her director fees in shares of Agenus' common stock.
F2: $3.820 is the is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such shares were issued.
F3: Option was granted on January 1, 2021, subject to shareholder approval of an increase to the available pool under the Company's 2019 Equity Incentive Plan ("2019 Plan"), which was obtained at the Company's annual shareholder meeting on June 15, 2021. Option awarded in accordance with the 2019 Plan. Option vests in full on December 17, 2022.