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AGENUS INC Director's Dealing 2021

Oct 5, 2021

34023_dirs_2021-10-05_d10261be-b7d4-4631-9429-d3463fbdbf56.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2021-10-01

Reporting Person: WIINBERG ULF (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-01 Deferred Stock Units $ A 4451.32 Acquired Common Stock (4451.32) Direct

Footnotes

F1: Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis.

F2: Acquired under the Agenus Inc. Amended and Restated Directors' Deferred Compensation Plan, as amended (the "Plan"). Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

F3: $5.757 per Deferred Stock Unit acquired on October 1, 2021. The price of each Deferred Stock Unit acquired prior to October 1, 2021 is the average of the closing price for the
Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Unit was acquired pursuant to the Plan.