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AGENUS INC — Director's Dealing 2021
Oct 20, 2021
34023_dirs_2021-10-20_64ce5d50-9250-450d-8711-650321b83fc8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MiNK Therapeutics, Inc. (INKT)
CIK: 0001840229
Period of Report: 2021-10-19
Reporting Person: AGENUS INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-19 | Common Stock | P | 1400000 | $12.00 | Acquired | 20881000 | Direct |
| 2021-10-19 | Common Stock | C | 5451958 | — | Disposed | 26332958 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-19 | Convertible Promissory Note | $ | C | 5451958 | Disposed | 2022-07-01 | Common Stock (5451958) | Direct |
Footnotes
F1: The shares were purchased in this Issuer's initial public offering.
F2: The shares were received upon the automatic conversion of a convertible promissory note issued to Agenus Inc. by the issuer upon completion of the Issuer's initial public offering. The conversion rate of the note was equal to the quotient obtained by dividing (i) the amount due on the date of conversion by (ii) 80% of the per share price of the common stock sold in the initial public offering.
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