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AGENUS INC Director's Dealing 2020

Aug 31, 2020

34023_dirs_2020-08-31_4ae8874c-c301-487a-9c1b-d528bf838f35.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2020-08-27

Reporting Person: CLARK PAUL N (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-27 Stock Option (Right to buy) $4.03 A 100000 Acquired 2030-08-27 Common Stock (100000) Direct
2020-08-27 Restricted Stock Unit $ A 11786 Acquired Common Stock (11786) Direct

Footnotes

F1: Stock Option awarded in connection with Mr. Clark's appointment to the Board of Directors (the "Board") in accordance with the Agenus Inc. 2019 Equity Incentive Plan (the "2019 Plan") and non-employee director compensation program. Stock option vests in three equal annual installments on each of August 27, 2021, 2022 and 2023 (provided Mr. Clark maintains a service relationship with the company through each such vesting date).

F2: Restricted Stock Unit granted in connection with Mr. Clark's appointment to the Executive Committee of the Board in accordance with the 2019 Plan. The award vests in full on August 27, 2021 (provided Mr. Clark maintains a service relationship with the company through each such vesting date).