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AGENUS INC — Director's Dealing 2020
Dec 21, 2020
34023_dirs_2020-12-21_c8d302b3-e788-4eb7-9023-5e3f9de1af7b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2020-12-17
Reporting Person: Krauss Adam (Chief Legal Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to buy) | $3.70 | 2030-11-30 | Common Stock (75000) | Direct | |
| Restricted Stock Units | $ | Common Stock (35000) | Direct |
Footnotes
F1: Stock Option awarded in accordance with the Agenus Inc. 2019 Equity Incentive Plan (the "2019 Plan") and vests over four years with one-fourth of the award vesing on each of November 30, 2021, 2022, 2023 and 2024 (provided Mr. Krauss maintains a service relationship with the Company though each such vesting date).
F2: Restricted Stock Units awarded in accordance with the 2019 Plan and vest over a three year period with one-third of the award vesting on each of November 30, 2021, 2022 and 2023 (provided Mr. Krauss maintains a service relationship with the Company through each such vesting date).