AGENUS INC — Director's Dealing 2019

Jun 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2019-06-19

Reporting Person: ARMEN GARO H (Director, See Remarks)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-19	Stock Option, Right to buy	$2.38	A	1665000	Acquired	2029-01-01	Common Stock (1665000)	Direct
2019-06-19	Restricted Stock Unit	$	A	647682	Acquired		Common Stock (647682)	Direct

Footnotes

F1: Option was granted on January 1, 2019, subject to shareholder approval of the Company's 2019 Equity Incentive Plan, which was obtained at the Company's annual shareholder meeting on June 19, 2019. Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Incentive Plan. Option vests over a three year period, with 1/3 of Option vesting on January 1, 2020, and the balance vesting in equal quarterly installments thereafter.

F2: Restricted Stock Unit was granted on January 1, 2019, subject to shareholder approval of the Company's 2019 Equity Incentive Plan, which was obtained at the Company's annual shareholder meeting on June 19, 2019. Restricted Stock Unit awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Incentive Plan. The award vests pursuant to the performance criteria set by the Compensation Committee of the Board on December 31, 2018.