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AGENUS INC Director's Dealing 2018

Apr 3, 2018

34023_dirs_2018-04-03_53f7e371-3861-41d9-850b-faf99f2f01f0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2018-03-31

Reporting Person: WIINBERG ULF (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-31 Common Stock M 15915 Acquired 45915 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-31 Restricted Stock Units $ M 15915 Disposed Common Stock (15915) Direct
2018-04-02 Deferred Shares $4.526 A 3728.539 Acquired Common Stock (3728.539) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 31, 2017, all 15,915 restricted stock units vested on March 31, 2018.

F3: Acquired under the Agenus Inc. Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.