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AGENUS INC Director's Dealing 2018

Jun 22, 2018

34023_dirs_2018-06-22_c52062ef-8a1e-4b2d-8ea8-3a81f711be9f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2018-06-20

Reporting Person: WIINBERG ULF (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-20 Stock Option, right to buy $5.65 A 37500 Acquired 2028-03-02 Common Stock (37500) Direct
2018-06-20 Restricted Stock Unit $ A 15957 Acquired 2028-04-19 Common Stock (15957) Direct

Footnotes

F1: Option was granted on March 2, 2018 subject to shareholder approval, which was obtained at the Company's annual shareholder meeting on June 20, 2018. Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Incentive Plan, vesting on March 2, 2019.

F2: RSU was granted on April 19, 2018 subject to shareholder approval, which was obtained at the Company's annual shareholder meeting on June 20, 2018. Award vests on April 19, 2019.