AGENUS INC — Director's Dealing 2018

Jun 22, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2018-06-21

Reporting Person: Cortis Christian (Chief Strategy Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	19849	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option, right to buy	$6.85	2025-05-01	Common Stock (85000)		Direct
Stock Option, right to buy	$4.16	2026-03-31	Common Stock (50000)		Direct
Stock Option, right to buy	$3.77	2027-03-31	Common Stock (60000)		Direct
Stock Option, right to buy	$5.65	2028-03-02	Common Stock (100000)		Direct

Footnotes

F1: Options awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Incentive Plan and vests in four equal annual installments beginning April 13, 2016.

F2: Options awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Plan and vests in three years with one-third vested on March 31, 2017 and the balance in equal quarterly installments.

F3: Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Incentive Plan and vests on-third on the one-year anniversary of the grant date, March 31, 2017, with the balance vesting in equal quarterly installments thereafter.

F4: Options was granted on March 2, 2018 subject to shareholder approval, which was obtained at the Company's annual shareholder meeting on June 20, 2018. Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Incentive Plan, and vests over three years with one-third of the award vesting on March 2, 2019 and the balance vesting in equal quarterly installments thereafter.