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AGENUS INC Director's Dealing 2017

Jan 30, 2017

34023_dirs_2017-01-30_ba2fbf69-88ad-48cd-9cb7-e111d38bdc29.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2017-01-26

Reporting Person: Cuillerot Jean-Marie (Chief Medical Officer)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option, Right to Buy $4.3 2026-07-05 Common Stock (150000) Direct
Restricted Stock Unit $ 2019-03-31 Common Stock (41250) Direct

Footnotes

F1: Option awarded July 5, 2016 and vests in four equal annual installments beginning on the one-year anniversary of the grant date, subject to Dr. Cuillerot's continued employment with the Company.

F2: Represents the target amount of a Performance award that vests, if at all, in a single tranche on March 31, 2019 upon the achievement of share price goals (between $10 and $20 per share). Dr. Cuillerot can receive between 50% and 150% of the target amount based on the achievement of the share price goals.