AGENUS INC — Director's Dealing 2017

Apr 4, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGENUS INC (agen)
CIK: 0001098972
Period of Report: 2017-03-31

Reporting Person: ARMEN GARO H (Chairman and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-03-31	Restricted Stock Unit	$	A	647000	Acquired	2022-03-31	Common Stock (647000)	Direct
2017-03-31	Stock Option, Right to Buy	$3.77	A	853000	Acquired	2027-03-31	Common Stock (853000)	Direct

Footnotes

F1: Award vests on March 31, 2022 if and only if the 20-day average closing price of the Company's common stock on March 31, 2022 is greater than or equal to $15 per share provided Dr. Armen maintains a service relationship with the Company at all times through such date.

F2: Option vests 100% on 5-year anniversary of the award provided Dr. Armen maintains a service relationship with the Company on such date.