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AGENUS INC Director's Dealing 2017

Apr 12, 2017

34023_dirs_2017-04-12_d5b5d307-bb89-4f4b-9b96-a6cea946e97b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2017-04-10

Reporting Person: ARMEN GARO H (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-10 Common Stock P 70544 $3.3662 Acquired 1389021 Direct
2017-04-12 Common Stock P 29456 $3.2949 Acquired 1418477 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4046 Indirect

Footnotes

F1: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.29 to $3.43. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares purchased at each price.

F2: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.255 to $3.33. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares purchased at each price.

F3: Dr. Armen is Chairman of the Board of Managers and a member of Antigenics Holdings LLC ("Holdings") which as of the date of this report owns 4,046 shares of Agenus Inc. common stock. Dr. Armen has a pecuniary interest in only a portion of the shares held by Holdings and disclaims beneficial ownership to the extent of his pecuniary interest therein.