AGENUS INC — Director's Dealing 2014

Feb 14, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2014-02-05

Reporting Person: QVT Associates GP LLC (10% Owner)
Reporting Person: QVT Fund V LP (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value	9259260	Indirect

Footnotes

F1: QVT Associates GP LLC is the general partner of QVT Fund IV LP, which directly owns 1,194,466 shares of common stock, QVT Fund V LP, which directly owns 7,211,104 shares of common stock and Quintessence Fund L.P. (together with QVT Fund IV LP, and QVT Fund V LP, the "Funds"), which directly owns 853,690 shares of common stock. QVT Financial LP is the investment manager for the Funds and therefore may be deemed the beneficial owner of the common stock held by the Funds. QVT Financial GP LLC is the general partner of QVT Financial LP and therefore may be deemed the beneficial owner of common stock beneficially owned by QVT Financial LP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.