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AGENUS INC Director's Dealing 2014

Feb 19, 2014

34023_dirs_2014-02-19_47f8ad97-3b41-446c-b855-ef73d71af764.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AGENUS INC (AGEN)
CIK: 0001098972
Period of Report: 2014-02-14

Reporting Person: Baysal Ozer (Chief Business Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-14 Stock Option, Right to Buy $3 A 86700 Acquired 2024-02-14 Common Stock (86700) Direct

Footnotes

F1: This option was awarded on 2/14/2014 under the Agenus Inc. 2009 Equity Incentive Plan, as amended, ("2009 EIP") subject to forfeiture if shareholder approval of an amendment to the 2009 EIP and an amendment to the Agenus Inc. Amended and Restated Certificate of Incorporation (as amended) to increase the number of shares authorized for issuance thereunder, is not obtained at the Agenus Inc. 2014 annual shareholders' meeting. This option vests quarterly over three years beginning 5/15/2014.