AI assistant
AgEagle Aerial Systems Inc. — Director's Dealing 2021
Jan 9, 2021
34467_dirs_2021-01-08_4fc089c5-b77f-4d61-a0b9-c5519880ce89.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AgEagle Aerial Systems Inc. (UAVS)
CIK: 0000008504
Period of Report: 2020-12-30
Reporting Person: Mooney Barrett (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-30 | Common Stock, par value $0.001 | M | 25000 | $0.62 | Acquired | 125000 | Direct |
| 2020-12-30 | Common Stock, par value $0.001 | S | 25000 | $6.0250 | Disposed | 100000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-30 | Options to purchase common stock, par value $0.001per share | $0.62 | M | 25000 | Disposed | 2028-12-15 | Common Stock (25000) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
F3: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.
F4: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.
F5: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F6: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $6.00 to $6.10.