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AgEagle Aerial Systems Inc. — Director's Dealing 2020
Sep 11, 2020
34467_dirs_2020-09-11_bde48709-0902-4c3e-abed-a55795265398.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AgEagle Aerial Systems Inc. (UAVS)
CIK: 0000008504
Period of Report: 2019-09-30
Reporting Person: Mooney Barrett (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-08 | Common Stock, par value $0.001 | M | 40000 | $0.62 | Acquired | 140000 | Direct |
| 2020-09-08 | Common Stock, par value $0.001 | S | 40000 | $2.59 | Disposed | 100000 | Direct |
| 2020-04-13 | Common Stock, par value $0.001 | A | 100000 | — | Acquired | 100000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-08 | Options to purchase common stock, par value $0.001 per share | $0.62 | M | 40000 | Disposed | 2025-12-30 | Common Stock (40000) | Direct |
| 2020-06-30 | Options to purchase common stock, par value $0.001 per share | $1.19 | A | 15000 | Acquired | 2025-06-29 | Common Stock (15000) | Direct |
| 2020-03-31 | Options to purchase common stock, par value $0.001 per share | $0.39 | A | 15000 | Acquired | 2025-03-30 | Common Stock (15000) | Direct |
| 2019-12-31 | Options to purchase common stock, par value $0.001 per share | $0.45 | A | 15000 | Acquired | 2024-12-30 | Common Stock (15000) | Direct |
| 2019-09-30 | Options to purchase common stock, par value $0.001 per share | $0.31 | A | 115000 | Acquired | 2024-09-29 | Common Stock (115000) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.
F3: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.55 to $ 2.65.
F4: Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.
F5: The options became exercisable and vested in equal installments over a two-year period.
F6: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.