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AgEagle Aerial Systems Inc. — Director's Dealing 2020
Sep 21, 2020
34467_dirs_2020-09-21_34d76eff-a32d-4a94-a8fc-cb7ec8776751.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AgEagle Aerial Systems Inc. (UAVS)
CIK: 0000008504
Period of Report: 2019-06-30
Reporting Person: Gardner Thomas J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-15 | Common Stock, par value $0.001 | M | 153163 | $0.06 | Acquired | 153163 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-15 | Options to purchase common stock, par value $0.001per share | $0.06 | M | 160178 | Disposed | 2027-10-02 | Common Stock (153163) | Direct |
| 2020-06-30 | Options to purchase common stock, par value $0.001per share | $1.19 | A | 16500 | Acquired | 2025-06-29 | Common Stock (16500) | Direct |
| 2020-03-31 | Options to purchase common stock, par value $0.001per share | $0.41 | A | 16500 | Acquired | 2025-03-30 | Common Stock (16500) | Direct |
| 2019-12-31 | Options to purchase common stock, par value $0.001per share | $0.45 | A | 16500 | Acquired | 2024-12-30 | Common Stock (16500) | Direct |
| 2019-09-30 | Options to purchase common stock, par value $0.001per share | $0.31 | A | 66500 | Acquired | 2024-09-29 | Common Stock (66500) | Direct |
| 2019-06-30 | Options to purchase common stock, par value $0.001per share | $0.29 | A | 16500 | Acquired | 2024-06-29 | Common Stock (16500) | Direct |
Footnotes
F1: The options become exercisable on the Transaction Date and vest in equal installments over a two-year period.
F2: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.
F3: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F4: Shares issued upon cashless exercise of an option to purchase 160,178 shares issued under the Company's Omnibus Equity Incentive Plan.
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