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AgEagle Aerial Systems Inc. — Director's Dealing 2015
May 6, 2015
34467_dirs_2015-05-06_43bc38f7-2ef6-4426-a25f-97088d72d79a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerJex Resources, Inc. (ENRJ)
CIK: 0000008504
Period of Report: 2015-05-04
Reporting Person: Lowe R Atticus (Director, SVP Corporate Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-04 | Common Stock | J | 3499201 | — | Disposed | 0 | Indirect |
| 2015-05-04 | Common Stock | J | 1417 | — | Acquired | 1417 | Indirect |
| 2015-05-04 | Common Stock | J | 2404 | — | Acquired | 2404 | Indirect |
| 2015-05-04 | Common Stock | J | 1308 | — | Acquired | 1308 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 439597 | Indirect |
| 10% Series A Cumulative Redeemable Perpetual Preferred Stock | 56990 | Indirect |
| Common Stock | 8572 | Indirect |
Footnotes
F1: The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc.
F2: Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers.
F3: West Coast Opportunity Fund, LLC made a pro rata distribution of Issuer's common stock to its members. The distribution effects only a change in the form of beneficial ownership and is therefore exempt from Section 16 of the Securities and Exchange Act of 1934.