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AgEagle Aerial Systems Inc. — Director's Dealing 2014
May 2, 2014
34467_dirs_2014-05-02_c5d4d2cc-9539-4eb9-abb4-6a12bd50737a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerJex Resources, Inc. (ENRJ)
CIK: 0000008504
Period of Report: 2014-04-10
Reporting Person: Helfert Lance W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-10 | Common Stock | J | 1225000 | — | Disposed | 51592871 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4176312 | Indirect |
| Common Stock | 53577 | Indirect |
| Common Stock | 32146 | Indirect |
| Common Stock | 32146 | Indirect |
| Common Stock | 42065 | Indirect |
| Common Stock | 42065 | Indirect |
| Series A Preferred Stock | 2417660 | Indirect |
Footnotes
F1: West Coast Opportunity Fund, LLC assigned the shares to third-party employees and directors of Black Raven Energy, Inc. as a reward for services rendered and employment retention through the merger transaction with Issuer, and in consideration of stock options which were cancelled in conjunction with the merger agreement.
F2: Shares are held by West Coast Opportunity Fund, LLC for the benefit of its members. The members are the beneficial owners of the shares reported herein. Some of the members are affiliated with the Reporting Person. The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc. Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of his pecuniary interest therein, if any and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section16 of the Securities and Exchange Act of 1934 or for any other person.
F3: Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers. Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of his pecuniary interest therein, if any and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section16 of the Securities and Exchange Act of 1934 or for any other person.