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AgEagle Aerial Systems Inc. — Director's Dealing 2009
Aug 26, 2009
34467_dirs_2009-08-26_75c55336-6cb8-4b95-b89c-0f7526cfa14f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerJex Resources, Inc. (ENRJ)
CIK: 0000008504
Period of Report: 2009-08-25
Reporting Person: WEST COAST OPPORTUNITY FUND LLC (10% Owner)
Reporting Person: WEST COAST ASSET MANAGEMENT INC (10% Owner)
Reporting Person: Lowe R Atticus (10% Owner)
Reporting Person: Helfert Lance W (10% Owner)
Reporting Person: Orfalea Paul J (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-25 | Common Stock | J | 1554 | $0.74 | Acquired | 1001554 | Direct |
| 2009-08-25 | Common Stock | J | 1548 | $0.76 | Acquired | 1003102 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-25 | Convertible Senior Secured Debenture | $3.00 | J | Acquired | 2010-09-30 | Common Stock (30993) | Direct |
Footnotes
F1: (1) On the reporting date, Enerjex Resources, Inc. paid a portion of the interest due on 2007 Senior Secured Debentures as of June 30, 2009, through an issuance to the Reporting Person of payment in kind shares.
F2: (1) On the reporting date, Enerjex Resources, Inc. paid the remaining interest due on the 2007 Senior Secured Debentures as of June 30, 2009, by increasing the Principal amount of the Convertible Senior Secured Debenture.