AFT PHARMACEUTICALS LIMITED — Share Issue/Capital Change 2021

Jun 23, 2021

Application for quotation of +securities

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Announcement Summary

Entity name

AFT PHARMACEUTICALS LIMITED

Announcement Type

New announcement

Date of this announcement

Thursday June 24, 2021

The +securities to be quoted are:

+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
AFP	ORDINARY FULLY PAID FOREIGN EXEMPT	10,000	18/06/2021
	NZX

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

AFT PHARMACEUTICALS LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ARBN

Registration number 609017969

1.3 ASX issuer code

AFP

1.4 The announcement is

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New announcement

1.5 Date of this announcement

24/6/2021

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer

2.2 The +securities to be quoted are:

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Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Additional +securities to be quoted in an existing class issued under an +employee incentive scheme

FROM (Existing Class) ASX +security code and description

AFPAB : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

TO (Existing Class) ASX +security code and description

AFP : ORDINARY FULLY PAID FOREIGN EXEMPT NZX

Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 10,000

Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://investors.aftpharm.com/DownloadFile.axd?file=Announcements/NZX/20180615/281088.pdf

Are any of these +securities being issued to +key management personnel (KMP) or an +associate No

Issue date

18/6/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

10,000
Are the +securities being issued for a cash consideration?
Yes
In what currency is the cash consideration being paid?What is the issue price per +security?
NZD - New Zealand DollarNZD 2.80000000
Any other information the entity wishes to provide about the +securities to be quotedAs AFP has a foreign exempt listing, it has not provided an Appendix 3B as it is not required to comply with Listing Rule3.10.3.

Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
AFP : ORDINARY FULLY PAID FOREIGN EXEMPT NZX	104,663,875

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
AFPAB : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	375,000

Application for quotation of +securities

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