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Affirm Holdings, Inc. — Director's Dealing 2021
Jan 29, 2021
30215_dirs_2021-01-28_055d0a3a-30ba-4a03-92b6-315673397174.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-01-13
Reporting Person: GIC Private Ltd (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-13 | Class A Common Stock | P | 7700 | $49.00 | Acquired | 7700 | Direct |
| 2021-01-13 | Class A Common Stock | P | 3800 | $49.00 | Acquired | 11500 | Direct |
| 2021-01-13 | Class A Common Stock | P | 835 | $49.00 | Acquired | 12335 | Direct |
| 2021-01-13 | Class A Common Stock | S | 3800 | $95.3846 | Disposed | 8535 | Direct |
| 2021-01-13 | Class A Common Stock | S | 835 | $95.1324 | Disposed | 7700 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 11003703 | Indirect |
Footnotes
F1: On January 13, 2021, external fund managers acting for the benefit of GIC Private Ltd ("GIC") made purchases and sales of Class A Common Stock of Affirm Holdings, Inc. (the "Issuer"). Upon discovery of the purchases and sales, GIC disgorged to the Issuer the full amount of the short-swing profits relating to such transactions as outlined in footnote (2).
F2: GIC had sales of an aggregate 4,635 shares of the Issuer's Class A Common Stock reported herein that were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4,635 shares, with GIC's purchase of an aggregate 12,335 shares of the Issuer's Class A Common Stock at a price of $49.00 per share on January 13, 2021. GIC has paid to the Issuer $214,782.04, representing the full amount of the profit realized in connection with the short-swing transaction.
F3: These securities are owned directly by Jasmine Ventures Pte Ltd ("Jasmine"). Jasmine is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI," and with Jasmine and GIC, each a "Reporting Person"), which in turn is a wholly-owned subsidiary of GIC. As such, each of Jasmine, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these securities.
F4: Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.