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Affirm Holdings, Inc. — Director's Dealing 2021
Mar 4, 2021
30215_dirs_2021-03-03_8f520968-2b92-45dd-a788-cde9733e799f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-01-13
Reporting Person: Jiyane Siphelele (Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-13 | Class A Common Stock | M | 14483 | — | Acquired | 19483 | Direct |
| 2021-01-13 | Class A Common Stock | F | 5729 | $97.24 | Disposed | 13754 | Direct |
| 2021-02-01 | Class A Common Stock | M | 3762 | — | Acquired | 17516 | Direct |
| 2021-02-01 | Class A Common Stock | F | 1385 | $107.61 | Disposed | 16131 | Direct |
| 2021-03-01 | Class A Common Stock | M | 3764 | — | Acquired | 19895 | Direct |
| 2021-03-01 | Class A Common Stock | F | 1398 | $91.44 | Disposed | 18497 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-13 | Restricted Stock Units | $ | M | 3500 | Disposed | 2026-08-22 | Class A Common Stock (3500.0) | Direct |
| 2021-01-13 | Restricted Stock Units | $ | M | 7200 | Disposed | 2027-10-26 | Class A Common Stock (7200.0) | Direct |
| 2021-01-13 | Restricted Stock Units | $ | M | 3783 | Disposed | 2027-10-26 | Class A Common Stock (3783.0) | Direct |
| 2021-02-01 | Restricted Stock Units | $ | M | 166 | Disposed | 2026-08-22 | Class A Common Stock (166.0) | Direct |
| 2021-02-01 | Restricted Stock Units | $ | M | 1440 | Disposed | 2027-10-26 | Class A Common Stock (1440.0) | Direct |
| 2021-02-01 | Restricted Stock Units | $ | M | 1261 | Disposed | 2027-10-26 | Class A Common Stock (1261.0) | Direct |
| 2021-02-01 | Restricted Stock Units | $ | M | 895 | Disposed | 2027-12-31 | Class A Common Stock (895.0) | Direct |
| 2021-03-01 | Restricted Stock Units | $ | M | 167 | Disposed | 2026-08-22 | Class A Common Stock (167.0) | Direct |
| 2021-03-01 | Restricted Stock Units | $ | M | 1440 | Disposed | 2027-10-26 | Class A Common Stock (1440.0) | Direct |
| 2021-03-01 | Restricted Stock Units | $ | M | 1261 | Disposed | 2027-10-26 | Class A Common Stock (1261.0) | Direct |
| 2021-03-01 | Restricted Stock Units | $ | M | 896 | Disposed | 2027-12-31 | Class A Common Stock (896.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on April 1, 2019, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F3: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of twenty-four months beginning on August 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F4: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on October 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F5: Restricted stock unit grant started vesting on January 1, 2021, and vests in equal monthly installments for a period of twenty-four months ending January 1, 2023, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.