Affirm Holdings, Inc. — Director's Dealing 2021

Mar 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-03-03

Reporting Person: Linford Michael (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-03	Class A Common Stock	M	43380	$5.39	Acquired	47970	Direct
2021-03-03	Class A Common Stock	S	21620	$90.1982	Disposed	26350	Direct
2021-03-03	Class A Common Stock	S	21752	$91.3501	Disposed	4598	Direct
2021-03-03	Class A Common Stock	S	8	$92.38	Disposed	4590	Direct
2021-03-04	Class A Common Stock	M	25000	$5.39	Acquired	29590	Direct
2021-03-04	Class A Common Stock	S	25000	$81.6732	Disposed	4590	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-03	Stock Option (Right to Buy)	$5.39	M	43380	Disposed	2028-08-26	Class A Common Stock (43380.0)	Direct
2021-03-04	Stock Option (Right to Buy)	$5.39	M	25000	Disposed	2028-08-26	Class A Common Stock (25000.0)	Direct

Footnotes

F1: Represents the weighted average sale price of the shares sold from $90.00 to $90.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Represents the weighted average sale price of the shares sold from $91.00 to $91.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Represents the weighted average sale price of the shares sold from $81.52 to $81.89 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Stock option vests with respect to 1/4 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of August 27, 2018, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.

F5: Stock options vest with respect to 1/4 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of August 27, 2018, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock options at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.