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Affirm Holdings, Inc. — Director's Dealing 2021
Mar 6, 2021
30215_dirs_2021-03-05_9ebda476-2469-4261-8787-757cbfe709a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-03-03
Reporting Person: BHANDARI SANDEEP (Chief Risk & Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-03 | Class A Common Stock | M | 84790 | $2.04 | Acquired | 138976 | Direct |
| 2021-03-03 | Class A Common Stock | S | 31684 | $88.4649 | Disposed | 107292 | Direct |
| 2021-03-03 | Class A Common Stock | S | 51126 | $89.292 | Disposed | 56166 | Direct |
| 2021-03-03 | Class A Common Stock | S | 1980 | $91.2151 | Disposed | 54186 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-03 | Stock Option (Right to Buy) | $2.04 | M | 84790 | Disposed | 2027-10-30 | Class A Common Stock (84790.0) | Direct |
Footnotes
F1: Represents the weighted average sale price of the shares sold from $88.01 to $89.00 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Represents the weighted average sale price of the shares sold from $89.01 to $89.74 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Represents the weighted average sale price of the shares sold from $91.02 to $91.41 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Stock option vests with respect to 1/4 of the shares of Class A Common Stock underlying the stock option on the one-year anniversary of October 8, 2017, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.