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Affirm Holdings, Inc. — Director's Dealing 2021
Jul 1, 2021
30215_dirs_2021-07-01_640e4f33-9c8f-4204-830f-2b995defb35c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-06-30
Reporting Person: Caro del Castillo Sharda (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-30 | Class A Common Stock | M | 26428 | — | Acquired | 53155 | Direct |
| 2021-06-30 | Class A Common Stock | F | 13104 | $67.35 | Disposed | 40051 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-30 | Restricted Stock Units | $ | M | 6428 | Disposed | 2028-01-12 | Class A Common Stock (6428.0) | Direct |
| 2021-06-30 | Restricted Stock Units | $ | M | 20000 | Disposed | 2027-12-31 | Class A Common Stock (20000.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on June 30, 2021.
F3: The vesting of 6,428 units was accelerated as of June 30, 2021, at which time the remaining unvested units were forfeited.
F4: The vesting of 20,000 units was accelerated as of June 30, 2021, at which time the remaining unvested units were forfeited.