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Affirm Holdings, Inc. — Director's Dealing 2021
Aug 4, 2021
30215_dirs_2021-08-03_6e967315-7e42-4ef8-8d6d-fd900a23b1ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-07-15
Reporting Person: Jiyane Siphelele (Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-01 | Class A Common Stock | M | 3860 | — | Acquired | 18115 | Direct |
| 2021-08-01 | Class A Common Stock | F | 1735 | $56.32 | Disposed | 16380 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-15 | Restricted Stock Units | $ | A | 4713 | Acquired | 2028-07-14 | Class A Common Stock (4713.0) | Direct |
| 2021-08-01 | Restricted Stock Units | $ | M | 166 | Disposed | 2026-08-22 | Class A Common Stock (166.0) | Direct |
| 2021-08-01 | Restricted Stock Units | $ | M | 1440 | Disposed | 2027-10-26 | Class A Common Stock (1440.0) | Direct |
| 2021-08-01 | Restricted Stock Units | $ | M | 1261 | Disposed | 2027-10-26 | Class A Common Stock (1261.0) | Direct |
| 2021-08-01 | Restricted Stock Units | $ | M | 895 | Disposed | 2027-12-31 | Class A Common Stock (895.0) | Direct |
| 2021-08-01 | Restricted Stock Units | $ | M | 98 | Disposed | 2028-07-14 | Class A Common Stock (98.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Class A Common Stock underlying the Reporting Person's restricted stock units that vested on August 1, 2021.
F3: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on July 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F4: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on April 1, 2019, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F5: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of twenty-four months beginning on August 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F6: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on October 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F7: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in monthly installments for a period of twenty-four months beginning on January 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.