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Affirm Holdings, Inc. — Director's Dealing 2021
Sep 3, 2021
30215_dirs_2021-09-03_5eb3a44b-292e-4a7b-869f-421682187d50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-09-01
Reporting Person: Jiyane Siphelele (Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Class A Common Stock | M | 3862 | — | Acquired | 20242 | Direct |
| 2021-09-01 | Class A Common Stock | F | 1715 | $96.48 | Disposed | 18527 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Restricted Stock Units | $ | M | 167 | Disposed | 2026-08-22 | Class A Common Stock (167.0) | Direct |
| 2021-09-01 | Restricted Stock Units | $ | M | 1440 | Disposed | 2027-10-26 | Class A Common Stock (1440.0) | Direct |
| 2021-09-01 | Restricted Stock Units | $ | M | 1261 | Disposed | 2027-10-26 | Class A Common Stock (1261.0) | Direct |
| 2021-09-01 | Restricted Stock Units | $ | M | 896 | Disposed | 2027-12-31 | Class A Common Stock (896.0) | Direct |
| 2021-09-01 | Restricted Stock Units | $ | M | 98 | Disposed | 2028-07-14 | Class A Common Stock (98.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Class A Common Stock underlying the Reporting Person's RSUs that vested on September 1, 2021.
F3: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on April 1, 2019, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F4: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of twenty-four months beginning on August 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F5: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on October 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F6: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in monthly installments for a period of twenty-four months beginning on January 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F7: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on July 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.