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Affirm Holdings, Inc. — Director's Dealing 2021
Oct 6, 2021
30215_dirs_2021-10-05_fda99e93-7692-4159-8e80-8dd613b1f85a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-10-01
Reporting Person: Adkins Katherine (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Class A Common Stock | M | 2491 | — | Acquired | 10393 | Direct |
| 2021-10-01 | Class A Common Stock | F | 1129 | $117.85 | Disposed | 9264 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Units | $ | M | 2325 | Disposed | 2027-10-26 | Class A Common Stock (2325.0) | Direct |
| 2021-10-01 | Restricted Stock Units | $ | M | 166 | Disposed | Class A Common Stock (166.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's RSUs that vested on October 1, 2021.
F3: The total number of shares of Class A common stock has been adjusted to correct for a prior administrative error with respect to the number of shares of Class A common stock reported to be held by the Reporting Person.
F4: The RSUs vest in 24 equal monthly installments until August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F5: The total number of RSUs has been adjusted to correct for a prior administrative error with respect to the number of RSUs reported to be held by the Reporting Person.
F6: The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.