Affirm Holdings, Inc. — Director's Dealing 2021

Nov 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-11-01

Reporting Person: Michalek Libor (Director, President, Tech., Risk & Ops)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-14	Class A Common Stock	G	350	—	Disposed	877754	Indirect
2021-11-01	Class A Common Stock	M	34691	$1.30	Acquired	113744	Direct
2021-11-02	Class A Common Stock	M	200000	$2.04	Acquired	313744	Direct
2021-11-01	Class A Common Stock	S	11329	$151.5263	Disposed	302415	Direct
2021-11-01	Class A Common Stock	S	40400	$152.2737	Disposed	262015	Direct
2021-11-01	Class A Common Stock	S	63455	$153.353	Disposed	198560	Direct
2021-11-01	Class A Common Stock	S	71734	$154.1658	Disposed	126826	Direct
2021-11-01	Class A Common Stock	S	27950	$155.0338	Disposed	98876	Direct
2021-11-01	Class A Common Stock	S	4900	$156.5316	Disposed	93976	Direct
2021-11-01	Class A Common Stock	S	1710	$157.3593	Disposed	92266	Direct
2021-11-01	Class A Common Stock	S	3563	$158.8801	Disposed	88703	Direct
2021-11-01	Class A Common Stock	S	7900	$159.539	Disposed	80803	Direct
2021-11-01	Class A Common Stock	S	100	$160.60	Disposed	80703	Direct
2021-11-01	Class A Common Stock	S	1650	$162.9076	Disposed	79053	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-01	Stock Option (Right to Buy)	$1.3	M	34691	Disposed	2025-05-28	Class A Common Stock (34691.0)	Direct
2021-11-02	Stock Option (Right to Buy)	$2.04	M	200000	Disposed	2027-11-16	Class A Common Stock (200000.0)	Direct

Footnotes

F1: The shares are held by the Michalek 2007 Family Trust dated March 21, 2007. The Reporting Person and his spouse are trustees of the trust.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.

F3: Represents the weighted average sale price of the shares sold from $150.83 to $151.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Represents the weighted average sale price of the shares sold from $151.83 to $152.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Represents the weighted average sale price of the shares sold from $152.83 to $153.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Represents the weighted average sale price of the shares sold from $153.83 to $154.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: Represents the weighted average sale price of the shares sold from $154.83 to $155.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Represents the weighted average sale price of the shares sold from $156.00 to $156.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: Represents the weighted average sale price of the shares sold from $157.01 to $157.84 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Represents the weighted average sale price of the shares sold from $158.29 to $159.26 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: Represents the weighted average sale price of the shares sold from $159.31 to $159.94 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: Represents the weighted average sale price of the shares sold from $162.85 to $163.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: Stock option vests monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following October 9, 2017, the vesting commencement date, subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.