Affirm Holdings, Inc. — Director's Dealing 2021

Nov 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-11-01

Reporting Person: Martincevic Silvija (Chief Commercial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-01	Class A Common Stock	M	150000	$8.80	Acquired	167737	Direct
2021-11-01	Class A Common Stock	S	13000	$151.5243	Disposed	154737	Direct
2021-11-01	Class A Common Stock	S	44930	$152.2709	Disposed	109807	Direct
2021-11-01	Class A Common Stock	S	15067	$153.2505	Disposed	94740	Direct
2021-11-01	Class A Common Stock	S	33213	$154.3135	Disposed	61527	Direct
2021-11-01	Class A Common Stock	S	29911	$155.0341	Disposed	31616	Direct
2021-11-01	Class A Common Stock	S	3060	$156.4559	Disposed	28556	Direct
2021-11-01	Class A Common Stock	S	2244	$157.1331	Disposed	26312	Direct
2021-11-01	Class A Common Stock	S	2000	$158.7085	Disposed	24312	Direct
2021-11-01	Class A Common Stock	S	5475	$159.5029	Disposed	18837	Direct
2021-11-01	Class A Common Stock	S	100	$160.6368	Disposed	18737	Direct
2021-11-01	Class A Common Stock	S	1000	$162.916	Disposed	17737	Direct
2021-11-01	Class A Common Stock	M	3333	—	Acquired	21070	Direct
2021-11-01	Class A Common Stock	F	1653	$152.66	Disposed	19417	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-01	Stock Option (Right to Buy)	$8.8	M	150000	Disposed	2029-06-05	Class A Common Stock (150000.0)	Direct
2021-11-01	Restricted Stock Units	$	M	3333	Disposed	2027-12-31	Class A Common Stock (3333.0)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.

F2: Represents the weighted average sale price of the shares sold from $150.83 to $151.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Represents the weighted average sale price of the shares sold from $151.83 to $152.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Represents the weighted average sale price of the shares sold from $152.83 to $153.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Represents the weighted average sale price of the shares sold from $153.83 to $154.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Represents the weighted average sale price of the shares sold from $154.83 to $155.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: Represents the weighted average sale price of the shares sold from $155.92 to $156.86 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Represents the weighted average sale price of the shares sold from $156.93 to $157.59 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: Represents the weighted average sale price of the shares sold from $158.19 to $159.02 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Represents the weighted average sale price of the shares sold from $159.22 to $160.08 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: Represents the weighted average sale price of the shares sold from $160.62 to $160.69 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: Represents the weighted average sale price of the shares sold from $162.85 to $163.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on November 1, 2021.

F14: Stock options vest with respect to 1/4 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of April 29, 2019, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock options at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.

F15: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F16: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in monthly installments for a period of twenty-four months beginning on January 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.