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Affirm Holdings, Inc. — Director's Dealing 2021
Dec 3, 2021
30215_dirs_2021-12-03_c0c96a86-4caf-4a58-87e4-33d8489fc1e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-12-01
Reporting Person: Jiyane Siphelele (Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Class A Common Stock | M | 3863 | — | Acquired | 6731 | Direct |
| 2021-12-01 | Class A Common Stock | F | 1671 | $116.57 | Disposed | 5060 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Units | $ | M | 1262 | Disposed | 2027-10-26 | Class A Common Stock (1262.0) | Direct |
| 2021-12-01 | Restricted Stock Units | $ | M | 1440 | Disposed | 2027-10-26 | Class A Common Stock (1440.0) | Direct |
| 2021-12-01 | Restricted Stock Units | $ | M | 896 | Disposed | 2027-12-31 | Class A Common Stock (896.0) | Direct |
| 2021-12-01 | Restricted Stock Units | $ | M | 98 | Disposed | 2028-07-14 | Class A Common Stock (98.0) | Direct |
| 2021-12-01 | Restricted Stock Units | $ | M | 167 | Disposed | 2026-08-22 | Class A Common Stock (167.0) | Direct |
Footnotes
F1: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on December 1, 2021.
F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on October 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F4: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of twenty-four months beginning on August 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F5: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in monthly installments for a period of twenty-four months beginning on January 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F6: RSUs vest with respect to the shares of Class A Common Stock underlying the RSUs in equal monthly installments for a period of forty-eight months beginning on July 1, 2021, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.
F7: RSUs vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on April 1, 2019, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.