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Affirm Holdings, Inc. Director's Dealing 2021

Dec 3, 2021

30215_dirs_2021-12-03_c8d502b2-eb5d-43c5-81ec-2f8a4510c94b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-12-01

Reporting Person: Rabois Keith (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-01 Class A Common Stock S 400 $115.5675 Disposed 60977 Direct
2021-12-01 Class A Common Stock S 2633 $116.7969 Disposed 58344 Direct
2021-12-01 Class A Common Stock S 1375 $117.7653 Disposed 56969 Direct
2021-12-01 Class A Common Stock S 200 $118.85 Disposed 56769 Direct
2021-12-01 Class A Common Stock S 400 $120.005 Disposed 56369 Direct
2021-12-01 Class A Common Stock S 1600 $121.2554 Disposed 54769 Direct
2021-12-01 Class A Common Stock S 2300 $122.2496 Disposed 52469 Direct
2021-12-01 Class A Common Stock S 500 $124.232 Disposed 51969 Direct
2021-12-01 Class A Common Stock S 1900 $125.3016 Disposed 50069 Direct
2021-12-01 Class A Common Stock S 1030 $126.3681 Disposed 49039 Direct
2021-12-01 Class A Common Stock S 1414 $127.5532 Disposed 47625 Direct
2021-12-01 Class A Common Stock S 700 $128.5229 Disposed 46925 Direct
2021-12-01 Class A Common Stock S 1299 $129.6713 Disposed 45626 Direct
2021-12-01 Class A Common Stock S 2453 $130.5512 Disposed 43173 Direct
2021-12-01 Class A Common Stock S 500 $131.356 Disposed 42673 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 75000 Indirect
Class A Common Stock 1486909 Indirect
Class A Common Stock 60429 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2021.

F2: Represents the weighted average sale price of the shares sold from $115.22 to $115.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Represents the weighted average sale price of the shares sold from $116.35 to $117.19 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Represents the weighted average sale price of the shares sold from $117.35 to $118.15 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Represents the weighted average sale price of the shares sold from $118.40 to $119.30 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Represents the weighted average sale price of the shares sold from $119.58 to $120.45 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: Represents the weighted average sale price of the shares sold from $120.85 to $121.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Represents the weighted average sale price of the shares sold from $121.85 to $122.70 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: Represents the weighted average sale price of the shares sold from $123.81 to $124.77 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Represents the weighted average sale price of the shares sold from $124.91 to $125.88 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: Represents the weighted average sale price of the shares sold from $126.00 to $126.98 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: Represents the weighted average sale price of the shares sold from $127.08 to $128.04 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: Represents the weighted average sale price of the shares sold from $128.11 to $129.06 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: Represents the weighted average sale price of the shares sold from $129.12 to $130.10 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: Represents the weighted average sale price of the shares sold from $130.12 to $131.07 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: Represents the weighted average sale price of the shares sold from $131.25 to $131.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The Reporting Person has shared voting and investment power over the shares held by each of The Founders Fund VI, LP, The Founders Fund VI Principals Fund, LP, The Founders Fund VI Entrepreneurs Fund, LP, The Founders Fund Growth, LP, The Founders Fund Growth Principals Fund, LP and FF Affirm Growth, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.