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Affirm Holdings, Inc. Director's Dealing 2021

Dec 3, 2021

30215_dirs_2021-12-03_c5ad972c-717a-43c9-af33-eab3fc6e36f0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Affirm Holdings, Inc. (AFRM)
CIK: 0001820953
Period of Report: 2021-12-01

Reporting Person: Adkins Katherine (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-01 Class A Common Stock M 166 Acquired 166 Direct
2021-12-01 Class A Common Stock M 2325 Acquired 2491 Direct
2021-12-01 Class A Common Stock F 1129 $116.57 Disposed 1362 Direct
2021-12-02 Class A Common Stock S 1362 $116.075 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-01 Restricted Stock Units $ M 166 Disposed Class A Common Stock (166.0) Direct
2021-12-01 Restricted Stock Units $ M 2325 Disposed 2027-10-26 Class A Common Stock (2325.0) Direct

Footnotes

F1: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on December 1, 2021.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.

F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4: The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.

F5: The RSUs vest in 24 equal monthly installments until August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.