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AFFILIATED MANAGERS GROUP, INC. — Director's Dealing 2023
Mar 7, 2023
30843_dirs_2023-03-07_0caba002-73d3-46cc-a0bd-80f3a8a59f45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AFFILIATED MANAGERS GROUP, INC. (AMG)
CIK: 0001004434
Period of Report: 2023-03-05
Reporting Person: Erickson John R (Head of Affiliate Engagement)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-05 | Common Stock | A | 20153 | — | Acquired | 60267 | Direct |
| 2023-03-05 | Common Stock | M | 2711 | — | Acquired | 62978 | Direct |
| 2023-03-05 | Common Stock | F | 10743 | $160.76 | Disposed | 52235 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-05 | Stock Units | $ | A | 10964 | Acquired | Common Stock (10964) | Direct | |
| 2023-03-05 | Stock Units | $ | A | 4336 | Acquired | Common Stock (4336) | Direct | |
| 2023-03-05 | Stock Units | $ | M | 2711 | Disposed | Common Stock (2711) | Direct |
Footnotes
F1: Award granted in March 2020, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.
F2: Reflects the vesting of previously reported awards. Awards vest 2022-2026.
F3: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.
F4: Reflects the third tranche of a restricted stock unit award granted in August 2019, which vests on August 15, 2023 following the satisfaction of applicable performance conditions previously described in the Company's annual meeting proxy statements.
F5: The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2024, 2025, 2026 and 2027.