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AFFILIATED MANAGERS GROUP, INC. — Director's Dealing 2020
Mar 5, 2020
30843_dirs_2020-03-05_abaead91-0a7f-4ce6-ae52-d212ce32d543.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AFFILIATED MANAGERS GROUP, INC. (AMG)
CIK: 0001004434
Period of Report: 2020-03-03
Reporting Person: Horgen Jay C. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-03 | Common Stock | A | 8742 | — | Acquired | 120904 | Direct |
| 2020-03-03 | Common Stock | F | 3237 | $73.81 | Disposed | 117667 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-03 | Stock Units | $ | A | 23168 | Acquired | Common Stock (23168) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5500 | Indirect |
Footnotes
F1: Award granted in January 2017, a portion of which vested and settled following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.
F2: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the January 2017 award.
F3: The award, issued under the Company's 2013 Incentive Stock Award Plan, vests in four equal installments on each of January 1, 2021, 2022, 2023 and 2024.