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AFFILIATED MANAGERS GROUP, INC. — Director's Dealing 2017
Jan 3, 2017
30843_dirs_2017-01-03_93474365-79c2-478b-8b9f-23a4874c5dd8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AFFILIATED MANAGERS GROUP, INC. (AMG)
CIK: 0001004434
Period of Report: 2017-01-01
Reporting Person: Horgen Jay C. (CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-20 | Common Stock | G | 600 | — | Disposed | 69713 | Direct |
| 2017-01-01 | Common Stock | M | 4398 | — | Acquired | 74111 | Direct |
| 2017-01-01 | Common Stock | M | 5498 | — | Acquired | 79609 | Direct |
| 2017-01-02 | Common Stock | M | 6207 | — | Acquired | 85816 | Direct |
| 2017-01-02 | Common Stock | F | 9621 | $145.30 | Disposed | 76195 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-01 | Stock Units | $0 | M | 4398 | Disposed | Common Stock (4398) | Direct | |
| 2017-01-01 | Stock Units | $0 | M | 5498 | Disposed | Common Stock (5498) | Direct | |
| 2017-01-02 | Stock Units | $0 | M | 6207 | Disposed | Common Stock (6207) | Direct |
Footnotes
F1: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards.
F2: Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017.
F3: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019.
F4: Reflects the vesting of a portion of an award previously reported in December 2013. The remaining portion is subject to vesting from 2018 to 2021.