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AFFILIATED MANAGERS GROUP, INC. — Director's Dealing 2014
Jan 6, 2014
30843_dirs_2014-01-06_f2d2262b-8b48-4752-bda2-5c057a1662c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AFFILIATED MANAGERS GROUP, INC. (AMG)
CIK: 0001004434
Period of Report: 2014-01-02
Reporting Person: Horgen Jay C. (CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Common Stock | A | 42238 | — | Acquired | 37199 | Direct |
| 2014-01-02 | Common Stock | M | 4397 | — | Acquired | 37199 | Direct |
| 2014-01-02 | Common Stock | F | 21353 | $216.88 | Disposed | 37199 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-02 | Stock Units | $0 | A | 17591 | Acquired | Common Stock (17591) | Direct | |
| 2014-01-02 | Stock Units | $0 | M | 4397 | Disposed | Common Stock (4397) | Direct |
Footnotes
F1: Following the satisfaction of certain performance criteria, the award was settled on January 2, 2014 in shares of common stock.
F2: Following the satisfaction of certain performance criteria, the award vests from 2014 to 2017.
F3: Reflects the surrender of 21,353 shares of common stock to the Company to satisfy tax withholding obligations related to footnotes 1 and 2.
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