AFFILIATED MANAGERS GROUP, INC. — Capital/Financing Update 2014

Mar 28, 2014

8-K 1 a14-8827_18k.htm 8-K

*UNITED STATES*

*SECURITIES AND EXCHANGE COMMISSION*

*WASHINGTON, D.C. 20549*

*FORM 8-K*

*CURRENT REPORT*

*PURSUANT TO SECTION 13 OR 15(D) OF THE*

*SECURITIES EXCHANGE ACT OF 1934*

Date of report (Date of earliest event reported) March 28, 2014

*Affiliated Managers Group, Inc.*

(Exact Name of Registrant as Specified in Its Charter)

Delaware
(State or Other Jurisdiction of Incorporation)

001-13459	04-3218510
(Commission File Number)	(IRS Employer Identification No.)

600 Hale Street
P.O. Box 1000
Prides Crossing, Massachusetts	01965
(Address of Principal Executive Offices)	(Zip Code)

*(617) 747-3300*

(Registrant’s Telephone Number, Including Area Code)

*N/A*

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

SEQ.=1,FOLIO='',FILE='C:\JMS\C901808\14-8827-1\task6660251\8827-1-ba.htm',USER='C901808',CD='Mar 28 09:45 2014'

*ITEM 8.01 Other Events.*

Affiliated Managers Group, Inc. (the “Company”) anticipates borrowing up to $250 million under a 5-year senior unsecured term loan facility, with an expected closing date during the second quarter of 2014. The Company will have the ability to borrow up to an additional $100 million under the facility after the closing date.

In February 2014, the Company provided notice of its intent to redeem all of its outstanding 5.10% Convertible Trust Preferred Securities, and it will issue in total approximately 1.9 million shares of Company common stock in connection with the conversion of such securities.

2

SEQ.=1,FOLIO='2',FILE='C:\JMS\C901808\14-8827-1\task6660251\8827-1-ba.htm',USER='C901808',CD='Mar 28 09:45 2014'

*SIGNATURES*

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

/s/ John Kingston, III
Name:	John Kingston, III
Title:	Vice Chairman, General Counsel
	and Secretary

3

SEQ.=1,FOLIO='3',FILE='C:\JMS\C901808\14-8827-1\task6660251\8827-1-ba.htm',USER='C901808',CD='Mar 28 09:45 2014'