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AEW UK REIT PLC — Major Shareholding Notification 2018
Aug 19, 2018
5329_rns_2018-08-19_ef53342e-1719-4749-9409-f505ed164fd1.pdf
Major Shareholding Notification
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AEW UK REIT plc (AEWU)
17-Aug-2018 / 16:54 GMT/BST
Dissemination of a RegulatoryAnnouncement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS | ||||||
|---|---|---|---|---|---|---|
| 1a. Identityof the issuer or the underlying issuer of existing shares to which voting rights are attached |
AEW UK REIT PLC |
|||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
| An acquisition or disposal of voting rights | X | |||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | ||||||
| iii: Other (please specify) |
||||||
| 3. Details of person subject to the notification obligation | iv | |||||
| Name | Seneca IMLimited | |||||
| City and country of registered office (if applicable) | Liverpool, UK | |||||
| 4. Full name of shareholder(s) (if different from 3.) v |
||||||
| Name | See section 9 below | |||||
| City and country of registered office (if applicable) | ||||||
| 5. Date on which the threshold was crossed or reached vi: |
27/07/18 | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 17/08/18 | |||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||
| % of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuer vii |
|||
| Resulting situation on the date on which threshold was crossed or reached |
5.01 | N/A | 5.01 | 151,558,251 | ||
| Position of previous notification (if applicable) |
N/A | N/A | N/A |
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
||||
|---|---|---|---|---|
| A: Voting rights attached to shares | ||||
| Class/type of | Number of voting rights ix |
%of voting rights | ||
| shares ISIN code (if possible) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
| GB00BWD24154 | N/A | 7,602,200 | N/A | 5.01 |
| SUBTOTAL 8. A | 7,602,200 | 5.01 |
B 1: Financial Instruments according toArt. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
| Type of financial instrument |
Expiration date x |
Exercise/ Conversion Period xi |
be acquired if the instrument is exercised/converted. |
%of voting rights |
|---|---|---|---|---|
| SUBTOTAL 8. B 1 |
| B 2: Financial Instrumentswith similar economic effect according toArt. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||
|---|---|---|---|---|---|
| Type of financial instrument |
Expiration date x |
Exercise/ Conversion Period xi |
Physical or cash settlement xii |
Number of voting rights |
%of voting rights |
| SUBTOTAL 8.B.2 |
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary) X Name xv %of voting rights if it equals or is higher than the notifiable threshold %of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold LF Seneca Diversified Income Fund 1.06 N/A 1.06 Seneca Global Income & Growth Trust 0.82 N/A 0.82 LF Seneca Diversified Growth Fund 1.12 N/A 1.12 Sequel Growth Target Return 0.47 N/A 0.47 Sequel Balanced Target Return 0.60 N/A 0.60 Sequel Cautious Target Return 0.86 N/A 0.86 Sequel Global Target Return 0.04 N/A 0.04 Sequel Cautious Income 0.04 N/A 0.04
| 10.In case of proxy voting, please identify: | ||
|---|---|---|
| Name of the proxy holder | ||
| The number and % of voting rights held | ||
| The date until which the voting rights will be held |
11.Additional information xvi
| Place of completion Seneca | th Floor IMLimited, 10 Horton House, Exchange Flags, Liverpool, L2 3YL |
|---|---|
| Date of completion | 17/08/18 |
ISIN: GB00BWD24154 Category Code: HOL TIDM: AEWU LEICode: 21380073LDXHV2LP5K50 OAM Categories:2.3. Major shareholding notifications Sequence No.: 5891 EQS News ID: 715427
End ofAnnouncementEQS News Service
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