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Aether Global Innovations Corp. — Regulatory Filings 2021
Mar 25, 2021
46974_rns_2021-03-25_0742a680-96fd-4fda-b115-5f07f23c7b30.pdf
Regulatory Filings
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Note: [01 Mar 2017] – The following is a consolidation of 13-501F1. It incorporates amendments to this document
that came into effect on March 1, 2017. This consolidation is provided for your convenience and should not be relied on as authoritative.
FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS -PARTICIPATION FEE
MANAGEMENT CERTIFICATION
| the Form is complete and accurate. | I, Dana Wheeler ____, an officer of the reporting issuer noted below have examined this Form 13-501F1 (the Form) being submitted hereunder to the Alberta Securities Commission and certify that to my knowledge, having exercised reasonable diligence, the information provided in |
|---|---|
| "Dana Wheeler" | March 24, 2021 |
| Name: Dana Wheeler | Date: |
| Title: President & CEO | |
| Reporting Issuer Name: | Plymouth Rock Technologies Inc. |
| End date of previous financial year: | November 30, 2020 |
| Type of Reporting Issuer: Highest Trading Marketplace: |
[ ] Class 3B reporting $\left[\times\right]$ Class 1 reporting issuer issuer Canadian Securities Exchange |
| Market value of listed or quoted equity securities: | |
| Equity Symbol | PRT |
| 1st Specified Trading Period (dd/mm/yy) | 28/02/20 01/12/19 to |
| Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace |
\$ 0.3600 (i) |
| Number of securities in the class or series of such security outstanding at the end of the last trading day of |
32,796,600 | |||
|---|---|---|---|---|
| the specified trading period | (ii) | |||
| Market value of class or series | $(i)$ x $(ii)$ | \$ (A) |
11,806,776 | |
| 2nd Specified Trading Period (dd/mm/yy) | 01/03/20 | to | 31/05/20 | |
| Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace |
\$ (iii) |
0.4500 | ||
| Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period |
(iv) | 39,643,765 | ||
| Market value of class or series | $(iii)$ x $(iv)$ | $\mathbb{S}$ . (B) |
17,839,694.25 | |
| 3rd Specified Trading Period (dd/mm/yy) | 01/06/20 | to | 31/08/20 | |
| Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace |
\$ (v) |
0.3100 | ||
| Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period |
(vi) | 40,877,099 | ||
| Market value of class or series | $(v)$ x $(vi)$ | \$ (C) |
12,671,900.69 |
| 4th Specified Trading Period (dd/mm/yy) | 01/09/20 | to | 30/11/20 | |
|---|---|---|---|---|
| Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace |
\$ (vii) |
0.1950 | ||
| Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period |
(viii) | 42,762,264 | ||
| Market value of class or series | $(vii)$ x $(viii)$ | $\mathbb{S}_{-}$ (D) |
8,338,641,4800 | |
| 5th Specified Trading Period (dd/mm/yy) | N/A | $\log$ | ||
| Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace |
\$ (ix) |
|||
| Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period |
(x) | |||
| Market value of class or series | $(ix)$ x $(x)$ | \$ (E) |
||
| Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above)) |
\$ (1) |
12,664,253.11 |
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of the previous financial ye
Fair value of outstanding debt securities:
| (Provide details of how value was determined) | \$ $\left( 2\right)$ |
0.0000 |
|---|---|---|
| Capitalization for the previous financial year | $(1) + (2)$ \$ | 12,664,253.11 |
| Participation Fee | $\mathbb{S}$ | 500.0000 |
| Late Fee, if applicable | \$ | |
| Total Fee Payable (Participation Fee plus Late Fee) |
\$ | 500.0000 |
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