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Aether Global Innovations Corp. Regulatory Filings 2021

Mar 25, 2021

46974_rns_2021-03-25_0742a680-96fd-4fda-b115-5f07f23c7b30.pdf

Regulatory Filings

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Note: [01 Mar 2017] – The following is a consolidation of 13-501F1. It incorporates amendments to this document
that came into effect on March 1, 2017. This consolidation is provided for your convenience and should not be relied on as authoritative.

FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS -PARTICIPATION FEE

MANAGEMENT CERTIFICATION

the Form is complete and accurate. I, Dana Wheeler ____, an officer of the reporting issuer noted below have examined this
Form 13-501F1 (the Form) being submitted hereunder to the Alberta Securities Commission and
certify that to my knowledge, having exercised reasonable diligence, the information provided in
"Dana Wheeler" March 24, 2021
Name: Dana Wheeler Date:
Title: President & CEO
Reporting Issuer Name: Plymouth Rock Technologies Inc.
End date of previous financial year: November 30, 2020
Type of Reporting Issuer:
Highest Trading Marketplace:
[ ] Class 3B reporting
$\left[\times\right]$ Class 1 reporting
issuer
issuer
Canadian Securities Exchange
Market value of listed or quoted equity securities:
Equity Symbol PRT
1st Specified Trading Period (dd/mm/yy) 28/02/20
01/12/19
to
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
\$
0.3600
(i)
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
32,796,600
the specified trading period (ii)
Market value of class or series $(i)$ x $(ii)$ \$
(A)
11,806,776
2nd Specified Trading Period (dd/mm/yy) 01/03/20 to 31/05/20
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
\$
(iii)
0.4500
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period
(iv) 39,643,765
Market value of class or series $(iii)$ x $(iv)$ $\mathbb{S}$ .
(B)
17,839,694.25
3rd Specified Trading Period (dd/mm/yy) 01/06/20 to 31/08/20
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
\$
(v)
0.3100
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period
(vi) 40,877,099
Market value of class or series $(v)$ x $(vi)$ \$
(C)
12,671,900.69
4th Specified Trading Period (dd/mm/yy) 01/09/20 to 30/11/20
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
\$
(vii)
0.1950
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period
(viii) 42,762,264
Market value of class or series $(vii)$ x $(viii)$ $\mathbb{S}_{-}$
(D)
8,338,641,4800
5th Specified Trading Period (dd/mm/yy) N/A $\log$
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading
marketplace
\$
(ix)
Number of securities in the class or series of such
security outstanding at the end of the last trading day of
the specified trading period
(x)
Market value of class or series $(ix)$ x $(x)$ \$
(E)
Average Market Value of Class or Series (Calculate
the simple average of the market value of the class or
series of security for each applicable specified trading
period (i.e. A through E above))
\$
(1)
12,664,253.11

(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of the previous financial ye

Fair value of outstanding debt securities:

(Provide details of how value was determined) \$
$\left( 2\right)$
0.0000
Capitalization for the previous financial year $(1) + (2)$ \$ 12,664,253.11
Participation Fee $\mathbb{S}$ 500.0000
Late Fee, if applicable \$
Total Fee Payable
(Participation Fee plus Late Fee)
\$ 500.0000