Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Aether Catalyst Solutions, Inc. Regulatory Filings 2023

Apr 29, 2023

47749_rns_2023-04-28_ad05e64a-2c3a-4ca5-9e9b-c8a80e283b89.pdf

Regulatory Filings

Open in viewer

Opens in your device viewer

FORM 13-502F1 CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE

MANAGEMENT CERTIFICATION

I, _______________________ Paul Woodward , an officer of the reporting issuer noted below have examined this Form 13-502F1 (the Form ) being submitted hereunder to the Ontario Securities Commission and certify that to my knowledge, having exercised reasonable diligence, the information provided in the Form is complete and accurate.

(s)________________________________ "Paul Woodward" __________________________ April 28, 2023 Name:Paul Woodward Date: Title:President & CEO

Reporting Issuer Name: Aether Catalyst Solutions, Inc. End date of previous financial year: December 31, 2022 Type of Reporting Issuer:Class 1 reporting issuerClass 3B reporting issuer Highest Trading Marketplace: Canadian Stock Exchange (refer to the definition of “highest trading marketplace” under OSC Rule 13-502 Fees ) Market value of listed or quoted equity securities: (in Canadian Dollars - refer to section 7.1 of OSC Rule 13-502 Fees ) Equity Symbol _________________________ ATHR 1[st] Specified Trading Period (dd/mm/yy) (refer to the definition of “specified trading period” under OSCRule 13-502 Fees ) _________________ January 1, 2022 to _________________ March 31, 2022 Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace $________________________ 0.185 (i) Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period _________________________ 49,437,794 (ii) Market value of class or series (i) x (ii) $_________________________ 9,145,992 (A) 2[nd] Specified Trading Period (dd/mm/yy) (refer to the definition of “specified trading period” under OSCRule 13-502 Fees ) _________________ April 1, 2022 to _________________ June 30, 2022

Closing price of the security in the class or series
on the last trading day of the specified trading
period in which such security was listed or quoted
on the highest trading marketplace $______________________(iii)0.15
Number of securities in the class or series of such
security outstanding at the end of the last trading
day of the specified trading period ________________________(iv)49,537,794
Market value of class or series (iii) x (iv) $________________________(B)7,430,669
3rd Specified Trading Period(dd/mm/yy)
(refer to the definition of “specified trading period” under OSC _________________ to _________________July 1, 2022September 30, 2022
Rule 13-502_Fees_)
Closing price of the security in the class or series
on the last trading day of the specified trading
period in which such security was listed or quoted
on the highest trading marketplace $ _______________________(v)0.08
Number of securities in the class or series of such
security outstanding at the end of the last trading
day of the specified trading period ________________________(vi)49,537,794
Market value of class or series (v) x (vi) $________________________(C)3,963,024
4th Specified Trading Period(dd/mm/yy)
(refer to the definition of “specified trading period” under OSC _________________ to _________________October 1, 2022December 31, 2022
Rule 13-502_Fees_)
Closing price of the security in the class or series
on the last trading day of the specified trading
period in which such security was listed or quoted
on the highest trading marketplace ________________________(vii)0.065
Number of securities in the class or series of such
security outstanding at the end of the last trading
day of the specified trading period ________________________(viii)49,657,794
Market value of class or series (vii) x (viii) $________________________(D)3,227,757
5th Specified Trading Period(dd/mm/yy)
(if applicable - refer to the definition of “specified trading _________________ to _________________
period” under OSC Rule 13-502_Fees_)
Closing price of the security in the class or series
on the last trading day of the specified trading
period in which such security was listed or quoted
on the highest trading marketplace $_______________________(ix)
Number of securities in the class or series of such ________________________(x)

security outstanding at the end of the last trading day of the specified trading period

Market value of class or series (ix) x (x) $________________________ (E) Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above)) $_________________________ (1) 5,941,861

(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary pursuant to paragraph 2.8(1)(c) of OSC Rule 13-502 Fees , if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)

Fair value of outstanding debt securities:

(See paragraph 2.8(1)(b) , and if applicable, paragraph 2.8(1)(c) of OSC Rule 13-502 Fees ) $_________________________ (2) 0 (Provide details of how value was determined) Capitalization for the previous financial year (1) + (2) $_________________________ 5,941,861 Participation Fee $_________________________ 890.00

Participation Fee

(For Class 1 reporting issuers, from Appendix A of OSC Rule 13-502 Fees , select the participation fee)

(For Class 3B reporting issuers, from Appendix A.1 of OSC Rule 13-502 Fees , select the participation fee) Late Fee , if applicable (As determined under section 2.7 of OSC Rule 13502 Fees ) $ _________________________ Total Fee Payable (Participation Fee plus Late Fee) $ _________________________