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Aether Catalyst Solutions, Inc. — Regulatory Filings 2020
Jun 15, 2020
47749_rns_2020-06-15_670a82d1-8ef1-41bb-b25d-27d65b681852.pdf
Regulatory Filings
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FORM 13-502F1 CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
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----- Start of picture text ----- MANAGEMENT CERTIFICATIONI, _______________________ Paul Woodward , an officer of the reporting issuer noted below have examined this Form13-502F1 (the Form ) being submitted hereunder to the Ontario Securities Commission and certify that tomy knowledge, having exercised reasonable diligence, the information provided in the Form is completeand accurate.(s)___ _____________ __________________________ June 15, 2020Name: Date:Title:Reporting Issuer Name: Aether Catalyst Solutions, Inc.End date of previous financial year: December 31, 2019Type of Reporting Issuer: Class 1 reporting issuer Class 3B reporting issuerHighest Trading Marketplace: Canadian Stock Exchange(refer to the definition of “highest trading marketplace” under OSC Rule 13-502 Fees )Market value of listed or quoted equity securities:(in Canadian Dollars - refer to section 7.1 of OSC Rule 13-502 Fees )Equity SymbolATHR1 [st] Specified Trading Period (dd/mm/yy)(refer to the definition of “specified trading period” under OSCRule 13-502 Fees ) _________________ April 1, 2020 to _________________ June 30, 2020Closing price of the security in the class or serieson the last trading day of the specified tradingperiod in which such security was listed or quotedon the highest trading marketplace $ 0.25 (i)Number of securities in the class or series of suchsecurity outstanding at the end of the last tradingday of the specified trading period _________________________ 41,071,712 (ii)Market value of class or series (i) x (ii) $________________________ 10,267,928 (A)2 [nd] Specified Trading Period (dd/mm/yy)(refer to the definition of “specified trading period” under OSC _________________ July 1, 2020 to _________________ September 30, 2020----- End of picture text -----
(refer to the definition of “specified trading period” under OSC Rule 13-502 Fees )
| Closing price of the security in the class or series | ||
|---|---|---|
| on the last trading day of the specified trading | ||
| period in which such security was listed or quoted | ||
| on the highest trading marketplace | $______________________(iii)0.34 | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading | ||
| day of the specified trading period | ________________________(iv)41,071,712 | |
| Market value of class or series | (iii) x (iv) | $________________________(B)13,964,382 |
| 3rd Specified Trading Period(dd/mm/yy) | ||
| (refer to the definition of “specified trading period” under OSC | _________________ to _________________October 1, 2020December 31, 2020 | |
| Rule 13-502_Fees_) | ||
| Closing price of the security in the class or series | ||
| on the last trading day of the specified trading | ||
| period in which such security was listed or quoted | ||
| on the highest trading marketplace | $ _______________________(v)0.20 | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading | ||
| day of the specified trading period | ________________________(vi)41,746,712 | |
| Market value of class or series | (v) x (vi) | $________________________(C)8,349,342 |
| 4th Specified Trading Period(dd/mm/yy) | ||
| (refer to the definition of “specified trading period” under OSC | _________________ to _________________ | |
| Rule 13-502_Fees_) | ||
| Closing price of the security in the class or series | ||
| on the last trading day of the specified trading | ||
| period in which such security was listed or quoted | ||
| on the highest trading marketplace | ________________________(vii) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading | ||
| day of the specified trading period | ________________________(viii) | |
| Market value of class or series | (vii) x (viii) | $________________________(D) |
| 5th Specified Trading Period(dd/mm/yy) | ||
| (if applicable - refer to the definition of “specified tradingperiod” under OSC Rule 13-502_Fees_) | _________________ to _________________ | |
| Closing price of the security in the class or series | ||
| on the last trading day of the specified trading | ||
| period in which such security was listed or quoted | ||
| on the highest trading marketplace | $_______________________(ix) | |
| Number of securities in the class or series of such | ________________________(x) |
security outstanding at the end of the last trading day of the specified trading period
Market value of class or series (ix) x (x) $________________________ (E) Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above)) $_________________________ (1) 10,860,551
(Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary pursuant to paragraph 2.8(1)(c) of OSC Rule 13-502 Fees , if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)
Fair value of outstanding debt securities:
(See paragraph 2.8(1)(b) , and if applicable, paragraph 2.8(1)(c) of OSC Rule 13-502 Fees ) $_________________________ (2)
(Provide details of how value was determined)
Capitalization for the previous financial year (1) + (2) $_________________________ 10,860,551 Participation Fee $_________________________ 1,070.00 (For Class 1 reporting issuers, from Appendix A of OSC Rule 13-502 Fees , select the participation fee) (For Class 3B reporting issuers, from Appendix A.1 of OSC Rule 13-502 Fees , select the participation fee) Late Fee , if applicable (As determined under section 2.7 of OSC Rule 13502 Fees ) $ _________________________ Total Fee Payable (Participation Fee plus Late Fee) $ _________________________ 1,070.00